The Securities and Exchange Commission has voted unanimously to adopt rules requiring broker-dealers, mutual funds, investment advisers, and certain other entities regulated by the agency to adopt programs to detect red flags and prevent identity theft.
http://www.accountingtoday.com/news/SEC-Rules-Aim-Protect-Investors-Identity-Theft-66329-1.html
http://www.accountingtoday.com/news/SEC-Rules-Aim-Protect-Investors-Identity-Theft-66329-1.html
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